FIA has published a new policy paper, "How derivatives markets are helping the world fight climate change," in consultation with its members across the cleared derivatives industry on climate-related risks for financial markets and the global economy.
CONTINUE READINGDrafted by representatives of both FIA and SIFMA AMG, the Sample Provisions are being preliminarily published by FIA and SIFMA AMG to provide all market participants with the opportunity to comment as part of the industry’s efforts to promote compliance with regulatory requirements.
CONTINUE READINGIn a letter filed with the Securities and Exchange Commission (SEC) today, the FIA Principal Traders Group (FIA PTG) urged the SEC not to approve Cboe BYX’s proposal to introduce Periodic Auctions for the Trading of U.S. Equity Securities.
CONTINUE READINGFIA and FIA PTG comment in support of the CFTC’s electronic trading proposal
CONTINUE READINGAnalyst Charlie Cook headlines members-only FIA event
CONTINUE READINGFIA commented on the CFTC’s recent update to Part 190 of the agency’s regulations dealing with the bankruptcy of FCMs and clearinghouses.
CONTINUE READINGEuropean Commission official says Brussels will not wait until last minute to make its intentions known, but markets should prepare for all possible outcomes
CONTINUE READINGFIA today responded to the European Commission consultations on EMIR 2.2 Delegated Acts for the criteria for tiering of classifying a third-country CCP as systemically important and comparable compliance for Tier 2 third-country CCPs. The response was submitted jointly with the International Swaps and Derivatives Association (ISDA).
CONTINUE READINGIn May 2020, the Commodity Futures Trading Commission's Division of Enforcement issued updated guidance—the first since 1994—outlining factors it will consider in recommending civil monetary penalties in enforcement actions. To help FIA members understand the significance of this guidance, Allison Lurton, FIA's general counsel, conducted a live interview with James McDonald, the CFTC's head of enforcement.
CONTINUE READINGFIA Principal Traders Group (FIA PTG) responded to the Brazilian Securities and Exchange Commission (CVM) Public Hearing Notice SDM No. 9/19.
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