As the review of core European financial market regulations continues apace, FIA looks at the key areas impacting cleared derivatives markets, including EMIR 2.2, equivalence and the next steps for the MiFID II/R framework.
CONTINUE READINGIn March 2019, the CFTC’s then-Enforcement Director surprised many when he said that the CFTC would investigate and bring enforcement actions relating to foreign corrupt practices that impacted that swaps and futures markets.
CONTINUE READINGDuring this discussion, James McDonald, Sullivan & Cromwell Partner, interviews Robert Zink, U.S. Department of Justice, Acting Assistant Attorney General (and Chief of the DOJ Fraud Section from January 2019 to August 2020), regarding DOJ’s enforcement priorities in the commodities and derivatives markets and white collar area more generally.
CONTINUE READINGCybersecurity regulation is evolving in the commodity and derivatives markets. Multiple regulations, rules and CFTC requirements are whipsawing challenging companies, while the risk of hacking is on the rise.
CONTINUE READINGIn this webinar, a panel of experts discuss the new EU and UK prudential regimes for investment firms (EU IFR/IFD and UK IFPR).
CONTINUE READINGThe FIA L&C Division is publishing new and revised versions of the International Uniform EFRP and Block Transactions Agreement (formerly known as the International Uniform EFP Transactions Agreement).
CONTINUE READINGThe SEC recently adopted Rule 18f-4 under the 1940 Act, which will establish a comprehensive framework for the use of derivatives transactions by registered funds.
CONTINUE READING2020 was a record-breaking year for trading activity in the global exchange-traded derivatives markets, with both volume and open interest reaching all-time highs.
CONTINUE READINGThis panel provides an overview of the CFTC’s considerable volume of enforcement activity in 2020. Panelists focus on enforcement trends and developments while also recapping the busy regulatory agenda of the outgoing administration. The panel provides a look ahead to what market participants can expect from the CFTC under the incoming Biden Administration in 2021.
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