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Webinars

Learn about regulatory developments, industry trends, market conduct issues and more

  • Nov27
    Webinar • 2:00 PM GMT
    EMIR 3.0: Key Requirements and State-of-Play
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  • Dec05
    Webinar • 10:00 AM ET
    Self-Reporting in the Age of Whistleblowers
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Past Webinar Resources

  • January 2025 in Sight: DORA State of Play

    MEMBERS ONLY - The Digital Operational Resilience Act (DORA) sets out detailed requirements for incident reporting, ICT risk management, subcontracting, threat-led penetration testing, among other areas. This webinar will present the aim behind DORA, who it applies to, and the state of play.

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  • Commodities Enforcement Trends and Developments

    The U.S. Department of Justice (DOJ) and Commodity Futures Trading Commission (CFTC) are highly focused on commodities enforcement investigations and actions alleging market manipulation, spoofing, insider trading, breach of fiduciary duty, and fraud. Former senior DOJ prosecutors who led commodities enforcement investigations will highlight recent trends and developments in commodities enforcement actions and prosecutions, the statutes and enforcement tools used by the government, how legal theories have evolved, and best practices to mitigate risk.

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  • Trends in ETD Trading Q3 2024

    FIA’s quarterly review of volume and open interest on derivatives exchanges worldwide. This webinar will provide insights into trends in trading activity in the global listed derivatives markets for the year to date. Areas of focus will include equity index derivatives in India, the US and Europe, interest rate futures and options in the US and Europe, and commodity futures and options in Europe, APAC and the US.

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  • Double Trouble (or More): Effectively Navigating Parallel Investigations

    Market participants subject to enforcement investigations by the CFTC are increasingly having to deal not only with a single investigation, but also parallel investigations by the Department of Justice, non-U.S. regulators (such as in the UK, Asia, and Middle East), and sometimes the financial exchanges and other SROs. Parallel investigations present unique challenges for the target or subject, including in dealing with timing, production of information, testimony, whistleblowers, presentations, and potential resolutions – whether in the areas of market manipulation and other disruptive trading, anti-corruption, sanctions, or others. This is made all the more complicated when dealing with cross-border investigations. The team from Morgan Lewis—including a former chief of the Fraud Section and a leader of the Market Integrity & Major Frauds Unit—will address these challenges as evidenced in recent enforcement actions, and provide useful insights into approaches for navigating parallel investigations, in the U.S. and cross-border, to minimize risk and maximize the prospects for success.

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All Past Webinar Resources

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