Search

Webinars

Learn about regulatory developments, industry trends, market conduct issues and more

  • May07
    Webinar • 9:30 AM ET
    Trends in ETD Trading Q1 2025
    Register now

Past Webinar Resources

  • Navigating FIA Legal Opinions

    Are you new to the world of FIA standard derivatives clearing documentation? Have you ever been asked a question about the FIA Terms of Business 2018 and you think you could benefit from a refresher? What are FIA Indirect Clearing Terms and how can they be used in practice? What are all the different types of legal opinions that FIA makes available to members and non-members?

    CONTINUE READING

  • CFTC Self-Reporting, Cooperation, and Remediation Advisory: A Game-Changer

    The CFTC recent issued an Enforcement Advisory that provides what market participants have sought for years: clear guidelines and concrete incentives for self-reporting, cooperation, and remediation. The Advisory contains a simple matrix that sets forth the presumptive discounts that a market participant would receive for self-reporting and cooperation, as well as detailed explanations of how market participants can make themselves eligible for those discounts. This advisory transforms how market participants should approach the decision of whether to report a potential violation to the Commission and how to defend a potential violation that is being investigated by the Commission.

    CONTINUE READING

  • Understanding the FIA Terms of Business 2018

    Are you new to the world of FIA standard derivatives clearing documentation? Have you ever been asked a question about the FIA Terms of Business 2018 and you think you could benefit from a refresher? What are FIA Indirect Clearing Terms and how can they be used in practice? What are all the different types of legal opinions that FIA makes available to members and non-members?

    CONTINUE READING

  • What the CFTC Can and Should Do on Crypto Ahead of New Legislation

    This webinar is intended for informational purposes only and is not intended to provide investment, tax, business, legal or professional advice. Neither FIA nor its members endorse, approve, recommend, or certify any information, opinion, product, or service referenced in this webinar. FIA makes no representations, warranties, or guarantees as to the webinar’s content.

    CONTINUE READING

All Past Webinar Resources

Access Now