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Webinars

Learn about regulatory developments, industry trends, market conduct issues and more

  • Feb05
    Webinar • 10:30 AM ET
    2024 Annual ETD Volume Review
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Past Webinar Resources

  • Exchange Risk Controls – Overview of CME and ICE risk controls

    In July 2024, FIA unveiled its latest white paper: Best Practices for Automated Trading Risk Controls and System Safeguards. This comprehensive guide brings together FIA’s extensive research and expertise, exploring critical areas such as pre-trade risk management and exchange volatility control mechanisms.

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  • Self-Reporting in the Age of Whistleblowers

    Paul Hastings LLP will discuss the CFTC's policy on self-reporting and cooperation credit in enforcement actions, its application in recent cases and calls for reform. The program will also review developments in the CFTC's enforcement of supervisory violations and offer practical insights for on how to navigate the differing whistleblower regimes of the DOJ, CFTC, and SEC.

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  • EMIR 3.0: Key Requirements and State-of-Play

    This webinar will present the new requirements to be introduced by EMIR 3.0, expected to be published shortly in the Official Journal of the European Union following final Council sign-off. The main objective of EMIR 3.0 is to make the EU clearing landscape more attractive, resilient, and to broaden access to liquidity.

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  • January 2025 in Sight: DORA State of Play

    MEMBERS ONLY - The Digital Operational Resilience Act (DORA) sets out detailed requirements for incident reporting, ICT risk management, subcontracting, threat-led penetration testing, among other areas. This webinar will present the aim behind DORA, who it applies to, and the state of play.

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All Past Webinar Resources

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