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Industry Guidance

Access guidance and best practices for members, their customers and market participants on operational and technological issues as well as law, regulatory and compliance issues.

Regulatory Guidance

  • FIA New Member Profile – DLA Piper

    DLA Piper's global derivatives practice advises clients across the financial markets ecosystem, including financial institutions, exchanges, clearing houses, asset managers, corporates and other market participants. The team delivers strategic advice on complex transactional, documentation and regulatory issues relating to both exchange-traded and over-the-counter derivatives.
  • DMIST publishes industry standard for execution source code

    The Execution Source Code Standard addresses a longstanding industry challenge by establishing a common framework for capturing and preserving execution source information across exchange-traded derivatives markets.
  • Battlefield Washington: Congressional Investigations Coming in the Next Congress

    Join Bracewell’s Congressional Investigations practice for a preview of the House and Senate investigations landscape following the midterm elections. The discussion explores the upcoming risk landscape for the futures industry and beyond, the evolving legal and political dynamics, and how industry stakeholders can best prepare.
  • FIA announces early member registration for Boca 2027

    Members can register two days early and access conference hotel room blocks before registration opens to all attendees
  • FIA and ISDA respond to Bank of England paper on CCP resolution execution and resolvability

    FIA and ISDA have responded to the Bank of England's CCP resolution Discussion Paper, urging that default fund contributions not absorb non-default losses and defending the NCWO safeguard.
  • FIA and ISDA support CFTC and SEC's review of portfolio and cross-margining programs

    FIA and ISDA have submitted a joint response to a request for comment on the CFTC and SEC's administration of portfolio margining and cross-margining programs, welcoming the agencies' efforts to expand appropriately tailored risk-based margin frameworks across securities and derivatives markets.

Operational and Technology Guidance

  • FIA New Member Profile – DLA Piper

    DLA Piper's global derivatives practice advises clients across the financial markets ecosystem, including financial institutions, exchanges, clearing houses, asset managers, corporates and other market participants. The team delivers strategic advice on complex transactional, documentation and regulatory issues relating to both exchange-traded and over-the-counter derivatives.
  • DMIST publishes industry standard for execution source code

    The Execution Source Code Standard addresses a longstanding industry challenge by establishing a common framework for capturing and preserving execution source information across exchange-traded derivatives markets.
  • Battlefield Washington: Congressional Investigations Coming in the Next Congress

    Join Bracewell’s Congressional Investigations practice for a preview of the House and Senate investigations landscape following the midterm elections. The discussion explores the upcoming risk landscape for the futures industry and beyond, the evolving legal and political dynamics, and how industry stakeholders can best prepare.
  • FIA announces early member registration for Boca 2027

    Members can register two days early and access conference hotel room blocks before registration opens to all attendees
  • FIA and ISDA respond to Bank of England paper on CCP resolution execution and resolvability

    FIA and ISDA have responded to the Bank of England's CCP resolution Discussion Paper, urging that default fund contributions not absorb non-default losses and defending the NCWO safeguard.
  • FIA and ISDA support CFTC and SEC's review of portfolio and cross-margining programs

    FIA and ISDA have submitted a joint response to a request for comment on the CFTC and SEC's administration of portfolio margining and cross-margining programs, welcoming the agencies' efforts to expand appropriately tailored risk-based margin frameworks across securities and derivatives markets.