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Industry Guidance

Access guidance and best practices for members, their customers and market participants on operational and technological issues as well as law, regulatory and compliance issues.

Regulatory Guidance

  • FIA New Member Profile – Fieldfisher

    Fieldfisher is a European law firm with practices in technology, financial services, energy and natural resources and life sciences. Its European network is supported by offices in the US and China and international partner firms, enabling it to advise clients around the world across time zones and disciplines.

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  • FIA New Member Profile – Two Sigma

    Two Sigma is a financial sciences company that combines advanced technology and data science with rigorous human inquiry to generate alpha for its clients. The company delivers solutions in investment management, securities, private equity, and venture capital.

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  • FIA and FIA PTG support legal challenge of US FTC rule banning noncompete agreements

    FIA and the FIA Principal Traders Group along with several other financial services trade associations have filed an amicus brief in a second case involving the US Federal Trade Commission’s proposed rule that would ban nearly all noncompete agreements in the US.

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  • FIA responds to FSB consultation on Liquidity Preparedness for Margin and Collateral Calls

    FIA’s response highlights several key points for international standard setters to consider including the importance of margin transparency and simulation tools from Central Counterparties for NBFIs and the need for a balanced regulatory approach to ensure compliance with FSB recommendations without overburdening clearing members.

    CONTINUE READING

  • IDX 2024 opening remarks: The industry shines through adversity

    Opening remarks of Walt Lukken, President and CEO of FIA, at the International Derivatives Expo (IDX) in London on 18 June 2024. As prepared for delivery.

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  • FIA and Acuiti release report on challenges and opportunities for the European listed derivatives markets

    London and Washington, DC – FIA released a report on the challenges and opportunities facing the European listed derivatives markets on 18 June. The report is based on responses to a survey conducted recently by Acuiti, a market intelligence firm, that gauged industry sentiment regarding the key trends, opportunities and challenges facing the industry in Europe.

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Read All Regulatory Guidance

Operational and Technology Guidance

  • FIA New Member Profile – Fieldfisher

    Fieldfisher is a European law firm with practices in technology, financial services, energy and natural resources and life sciences. Its European network is supported by offices in the US and China and international partner firms, enabling it to advise clients around the world across time zones and disciplines.

    CONTINUE READING

  • FIA New Member Profile – Two Sigma

    Two Sigma is a financial sciences company that combines advanced technology and data science with rigorous human inquiry to generate alpha for its clients. The company delivers solutions in investment management, securities, private equity, and venture capital.

    CONTINUE READING

  • FIA and FIA PTG support legal challenge of US FTC rule banning noncompete agreements

    FIA and the FIA Principal Traders Group along with several other financial services trade associations have filed an amicus brief in a second case involving the US Federal Trade Commission’s proposed rule that would ban nearly all noncompete agreements in the US.

    CONTINUE READING

  • FIA responds to FSB consultation on Liquidity Preparedness for Margin and Collateral Calls

    FIA’s response highlights several key points for international standard setters to consider including the importance of margin transparency and simulation tools from Central Counterparties for NBFIs and the need for a balanced regulatory approach to ensure compliance with FSB recommendations without overburdening clearing members.

    CONTINUE READING

  • FIA and Acuiti release report on challenges and opportunities for the European listed derivatives markets

    London and Washington, DC – FIA released a report on the challenges and opportunities facing the European listed derivatives markets on 18 June. The report is based on responses to a survey conducted recently by Acuiti, a market intelligence firm, that gauged industry sentiment regarding the key trends, opportunities and challenges facing the industry in Europe.

    CONTINUE READING

  • IDX 2024 opening remarks: The industry shines through adversity

    Opening remarks of Walt Lukken, President and CEO of FIA, at the International Derivatives Expo (IDX) in London on 18 June 2024. As prepared for delivery.

    CONTINUE READING
Read All Operational & Technology Guidance