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Industry Guidance

Access guidance and best practices for members, their customers and market participants on operational and technological issues as well as law, regulatory and compliance issues.

Regulatory Guidance

  • FIA announces 2026 President’s Award winners

    FIA today announced the winners of its President's Award, an annual honour that recognizes outstanding individuals for their contributions to the global cleared derivatives industry over the past year. CONTINUE READING

  • FIA responds to CFTC retail DCO request with suggestion for simplified regulatory approach

    FIA invites the CFTC to consider a modified regime for fully collateralized and pre-funded clearing models, including those catering to retail traders. CONTINUE READING

  • FIA responds to FCA consultation on improving the UK Transaction Reporting Regime

    FIA has responded to the Financial Conduct Authority’s consultation on improving the UK Transaction Reporting Regime. FIA welcomes several positive elements within the proposals, including reduced back-reporting timelines and the removal of low-value reportable fields. At the same time, FIA highlights industry concerns relating to proposals on conditional single-sided reporting, which members believe are unlikely to deliver meaningful efficiency gains. CONTINUE READING

  • FIA New Member Profile – TransMarket Group

    Founded in 1980, TransMarket Group (TMG) is a privately held global proprietary trading firm headquartered in Chicago, with additional offices in Puerto Rico and Switzerland. TMG remains an active participant in the domestic interest rate derivatives and fixed income markets in which the firm was founded, while significantly expanding both the products it trades and the geographies in which it operates. CONTINUE READING

  • ETD Volume - January 2026

    Worldwide volume of exchange-traded derivatives reached 13.43 billion contracts in January. This increased 17.4% from December 2025 and increased 30.6% from January 2025. CONTINUE READING

  • FIA responds to EBA SREP guidelines consultation

    FIA highlights issues for consideration by the EBA for the SREP Guidelines, with the aim of increasing proportionality and increase alignment with existing EU regulatory frameworks in the Operational Resilience space. CONTINUE READING
Read All Regulatory Guidance

Operational and Technology Guidance

  • FIA announces 2026 President’s Award winners

    FIA today announced the winners of its President's Award, an annual honour that recognizes outstanding individuals for their contributions to the global cleared derivatives industry over the past year. CONTINUE READING

  • FIA responds to CFTC retail DCO request with suggestion for simplified regulatory approach

    FIA invites the CFTC to consider a modified regime for fully collateralized and pre-funded clearing models, including those catering to retail traders. CONTINUE READING

  • FIA responds to FCA consultation on improving the UK Transaction Reporting Regime

    FIA has responded to the Financial Conduct Authority’s consultation on improving the UK Transaction Reporting Regime. FIA welcomes several positive elements within the proposals, including reduced back-reporting timelines and the removal of low-value reportable fields. At the same time, FIA highlights industry concerns relating to proposals on conditional single-sided reporting, which members believe are unlikely to deliver meaningful efficiency gains. CONTINUE READING

  • FIA New Member Profile – TransMarket Group

    Founded in 1980, TransMarket Group (TMG) is a privately held global proprietary trading firm headquartered in Chicago, with additional offices in Puerto Rico and Switzerland. TMG remains an active participant in the domestic interest rate derivatives and fixed income markets in which the firm was founded, while significantly expanding both the products it trades and the geographies in which it operates. CONTINUE READING

  • ETD Volume - January 2026

    Worldwide volume of exchange-traded derivatives reached 13.43 billion contracts in January. This increased 17.4% from December 2025 and increased 30.6% from January 2025. CONTINUE READING

  • FIA responds to EBA SREP guidelines consultation

    FIA highlights issues for consideration by the EBA for the SREP Guidelines, with the aim of increasing proportionality and increase alignment with existing EU regulatory frameworks in the Operational Resilience space. CONTINUE READING
Read All Operational & Technology Guidance