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Industry Guidance

Access guidance and best practices for members, their customers and market participants on operational and technological issues as well as law, regulatory and compliance issues.

Regulatory Guidance

  • FIA and ISDA respond to Bank of England paper on CCP resolution execution and resolvability

    FIA and ISDA have responded to the Bank of England's CCP resolution Discussion Paper, urging that default fund contributions not absorb non-default losses and defending the NCWO safeguard.
  • FIA and ISDA respond to FICC's proposal to establish a Guaranty Fund at its Government Securities Division

    FIA and ISDA welcome the FICC's proposed GSD Guaranty Fund but urge the SEC and FICC not to mutualise non-default losses and to preserve the ten-day cooling-off period.
  • FIA and ISDA support CFTC and SEC's review of portfolio and cross-margining programs

    FIA and ISDA have submitted a joint response to a request for comment on the CFTC and SEC's administration of portfolio margining and cross-margining programs, welcoming the agencies' efforts to expand appropriately tailored risk-based margin frameworks across securities and derivatives markets.
  • FIA New Member Profile – DraftKings Predictions

    DraftKings Predictions is a US futures commission merchant and member of the National Futures Association. Part of the DraftKings group, DraftKings Predictions provides customers with access to prediction markets and event contracts. The company plans to operate as the FCM for DKeX, DraftKings' designated contract market, as well as other CFTC-registered exchanges.
  • FIA responds to CFTC consultation on 24/7 and perpetuals in energy

    FIA encouraged the agency to assess 24/7 and perpetual products through two different lenses: readiness and appropriateness.
  • FIA New Member Profile – Supermicro

    Supermicro is a provider of high-performance compute, storage systems, networking and liquid cooling, as well as data centre infrastructure, software and services for enterprise, cloud computing and artificial intelligence applications. Clients include major market infrastructure providers, proprietary trading firms and global banks.

Operational and Technology Guidance

  • FIA and ISDA respond to Bank of England paper on CCP resolution execution and resolvability

    FIA and ISDA have responded to the Bank of England's CCP resolution Discussion Paper, urging that default fund contributions not absorb non-default losses and defending the NCWO safeguard.
  • FIA and ISDA support CFTC and SEC's review of portfolio and cross-margining programs

    FIA and ISDA have submitted a joint response to a request for comment on the CFTC and SEC's administration of portfolio margining and cross-margining programs, welcoming the agencies' efforts to expand appropriately tailored risk-based margin frameworks across securities and derivatives markets.
  • FIA and ISDA respond to FICC's proposal to establish a Guaranty Fund at its Government Securities Division

    FIA and ISDA welcome the FICC's proposed GSD Guaranty Fund but urge the SEC and FICC not to mutualise non-default losses and to preserve the ten-day cooling-off period.
  • FIA New Member Profile – DraftKings Predictions

    DraftKings Predictions is a US futures commission merchant and member of the National Futures Association. Part of the DraftKings group, DraftKings Predictions provides customers with access to prediction markets and event contracts. The company plans to operate as the FCM for DKeX, DraftKings' designated contract market, as well as other CFTC-registered exchanges.
  • FIA responds to CFTC consultation on 24/7 and perpetuals in energy

    FIA encouraged the agency to assess 24/7 and perpetual products through two different lenses: readiness and appropriateness.
  • FIA New Member Profile – Supermicro

    Supermicro is a provider of high-performance compute, storage systems, networking and liquid cooling, as well as data centre infrastructure, software and services for enterprise, cloud computing and artificial intelligence applications. Clients include major market infrastructure providers, proprietary trading firms and global banks.