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Industry Guidance

Access guidance and best practices for members, their customers and market participants on operational and technological issues as well as law, regulatory and compliance issues.

Regulatory Guidance

  • FIA New Member Profile – DLA Piper

    DLA Piper's global derivatives practice advises clients across the financial markets ecosystem, including financial institutions, exchanges, clearing houses, asset managers, corporates and other market participants. The team delivers strategic advice on complex transactional, documentation and regulatory issues relating to both exchange-traded and over-the-counter derivatives.
  • DMIST publishes industry standard for execution source code

    The Execution Source Code Standard addresses a longstanding industry challenge by establishing a common framework for capturing and preserving execution source information across exchange-traded derivatives markets.
  • FIA announces early member registration for Boca 2027

    Members can register two days early and access conference hotel room blocks before registration opens to all attendees
  • FIA and ISDA respond to Bank of England paper on CCP resolution execution and resolvability

    FIA and ISDA have responded to the Bank of England's CCP resolution Discussion Paper, urging that default fund contributions not absorb non-default losses and defending the NCWO safeguard.
  • FIA and ISDA support CFTC and SEC's review of portfolio and cross-margining programs

    FIA and ISDA have submitted a joint response to a request for comment on the CFTC and SEC's administration of portfolio margining and cross-margining programs, welcoming the agencies' efforts to expand appropriately tailored risk-based margin frameworks across securities and derivatives markets.
  • FIA and ISDA respond to FICC's proposal to establish a Guaranty Fund at its Government Securities Division

    FIA and ISDA welcome the FICC's proposed GSD Guaranty Fund but urge the SEC and FICC not to mutualise non-default losses and to preserve the ten-day cooling-off period.

Operational and Technology Guidance

  • DMIST publishes industry standard for execution source code

    The Execution Source Code Standard addresses a longstanding industry challenge by establishing a common framework for capturing and preserving execution source information across exchange-traded derivatives markets.
  • FIA announces early member registration for Boca 2027

    Members can register two days early and access conference hotel room blocks before registration opens to all attendees
  • FIA New Member Profile – DLA Piper

    DLA Piper's global derivatives practice advises clients across the financial markets ecosystem, including financial institutions, exchanges, clearing houses, asset managers, corporates and other market participants. The team delivers strategic advice on complex transactional, documentation and regulatory issues relating to both exchange-traded and over-the-counter derivatives.
  • FIA and ISDA respond to Bank of England paper on CCP resolution execution and resolvability

    FIA and ISDA have responded to the Bank of England's CCP resolution Discussion Paper, urging that default fund contributions not absorb non-default losses and defending the NCWO safeguard.
  • FIA and ISDA support CFTC and SEC's review of portfolio and cross-margining programs

    FIA and ISDA have submitted a joint response to a request for comment on the CFTC and SEC's administration of portfolio margining and cross-margining programs, welcoming the agencies' efforts to expand appropriately tailored risk-based margin frameworks across securities and derivatives markets.
  • FIA and ISDA respond to FICC's proposal to establish a Guaranty Fund at its Government Securities Division

    FIA and ISDA welcome the FICC's proposed GSD Guaranty Fund but urge the SEC and FICC not to mutualise non-default losses and to preserve the ten-day cooling-off period.