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Industry Guidance

Access guidance and best practices for members, their customers and market participants on operational and technological issues as well as law, regulatory and compliance issues.

Regulatory Guidance

  • FIA announces startups selected for 2025 Innovators Pavilion

    FIA announced the startups chosen to exhibit in the 2025 Innovators Pavilion, FIA's annual showcase for fintech startups relevant to derivatives trading and clearing. The startups were selected by an independent committee of industry experts drawn from FIA member firms as well as venture capital firms focused on capital markets. CONTINUE READING

  • Trade associations urge EC to delay EMIR 3.0 reporting for third-country CCPs

    FIA, along with nine other Trade Associations, seek delay to EMIR 3.0 7(d) reporting until the corresponding regulatory technical standards and implementing technical standards are applicable. CONTINUE READING

  • FIA responds to ASIC CP on market integrity rules

    FIA has submitted a response to the Australian Securities & Investments Commission's Consultation Paper 386 on proposed amendments to the ASIC market integrity rules for trading systems and automated trading. CONTINUE READING

  • FIA, EPTA and PTG announce new organisational structure

    FIA and its affiliates, the European Principal Traders Association (EPTA), and the Principal Traders Group (PTG), jointly announce a new structure for the respective organisations that recognises the continued evolution and growth of EPTA and PTG, and their members, in markets outside of the cleared derivatives industry. CONTINUE READING

  • FIA comments on draft amendments of the PRC Enterprise Bankruptcy Law

    FIA recommends involving the China Securities Regulatory Commission alongside other authorities when determining the scope of qualified financial transactions, and ensuring equal legal protection for similar products regardless of where they are traded, cleared or settled. FIA also proposes adding a new article providing clear recognition and protection for financial market infrastructure operators. CONTINUE READING

  • FIA responds to EBA consultation on non-ICT third-party risks

    FIA has responded to the European Banking Authority’s consultation on third party risk management for non-ICT services. In the response, FIA highlights issues for consideration by the EBA for the guidelines to more proportionately enhance third party oversight in the EU financial sector landscape. CONTINUE READING
Read All Regulatory Guidance

Operational and Technology Guidance

  • FIA announces startups selected for 2025 Innovators Pavilion

    FIA announced the startups chosen to exhibit in the 2025 Innovators Pavilion, FIA's annual showcase for fintech startups relevant to derivatives trading and clearing. The startups were selected by an independent committee of industry experts drawn from FIA member firms as well as venture capital firms focused on capital markets. CONTINUE READING

  • Trade associations urge EC to delay EMIR 3.0 reporting for third-country CCPs

    FIA, along with nine other Trade Associations, seek delay to EMIR 3.0 7(d) reporting until the corresponding regulatory technical standards and implementing technical standards are applicable. CONTINUE READING

  • FIA responds to ASIC CP on market integrity rules

    FIA has submitted a response to the Australian Securities & Investments Commission's Consultation Paper 386 on proposed amendments to the ASIC market integrity rules for trading systems and automated trading. CONTINUE READING

  • FIA, EPTA and PTG announce new organisational structure

    FIA and its affiliates, the European Principal Traders Association (EPTA), and the Principal Traders Group (PTG), jointly announce a new structure for the respective organisations that recognises the continued evolution and growth of EPTA and PTG, and their members, in markets outside of the cleared derivatives industry. CONTINUE READING

  • FIA comments on draft amendments of the PRC Enterprise Bankruptcy Law

    FIA recommends involving the China Securities Regulatory Commission alongside other authorities when determining the scope of qualified financial transactions, and ensuring equal legal protection for similar products regardless of where they are traded, cleared or settled. FIA also proposes adding a new article providing clear recognition and protection for financial market infrastructure operators. CONTINUE READING

  • FIA responds to EBA consultation on non-ICT third-party risks

    FIA has responded to the European Banking Authority’s consultation on third party risk management for non-ICT services. In the response, FIA highlights issues for consideration by the EBA for the guidelines to more proportionately enhance third party oversight in the EU financial sector landscape. CONTINUE READING
Read All Operational & Technology Guidance