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Industry Guidance

Access guidance and best practices for members, their customers and market participants on operational and technological issues as well as law, regulatory and compliance issues.

Regulatory Guidance

  • FIA New Member Profile – Droit

    Droit empowers institutions to make millions of decisions and comply with thousands of complex rules every day. Its ETD Reporting product delivers a quality assurance platform to provide a consistent approach to regulatory compliance. With complete insight into each decision made and the ability to trace the logic to the underlying regulatory source text, the product ensures clarity and accuracy in regulatory compliance.

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  • January 2025 stats on customer funds held at US FCMs

    The total amount of customer funds in futures accounts at US FCMs reached $346.8 billion in January, up 3.4% from the previous month and up 4.1% over the last 12 months. The number of FCMs holding customer funds in futures accounts was recorded at 49 in January, up from 46 year ago but down from 53 five years ago.

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  • Boca 2025 Opening Remarks: Let the Magic Happen

    Opening remarks of Walt Lukken, President and CEO of FIA, at the International Futures Industry Conference in Boca Raton, Florida.

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  • FIA New Member Profile – AMD

    Advanced Micro Devices (AMD) is a provider of high-performance technology solutions headquartered in California with locations worldwide. The company’s product range includes AMD Solarflare Ethernet adapters, the financial services networking adapter; AMD EPYC processors, powering derivative models, trading, and risk; AMD FPGAs, providing low-latency tick-to-trade, options pricing, and market data solutions; and AMD Instinct GPUs and AMD Pollara DPUs, powering the AI revolution.

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  • Let the Magic Happen

    Opening remarks of Walt Lukken, President and CEO of FIA, at the FIA Boca conference

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  • FIA responds to European Commission SIU consultation

    FIA has responded to the European Commission's request for input on its overall approach to the Savings and Investments Union. FIA welcomes the opportunity to outline its views on how to support the progress of the European SIU.

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Read All Regulatory Guidance

Operational and Technology Guidance

  • Boca 2025 Opening Remarks: Let the Magic Happen

    Opening remarks of Walt Lukken, President and CEO of FIA, at the International Futures Industry Conference in Boca Raton, Florida.

    CONTINUE READING

  • FIA New Member Profile – AMD

    Advanced Micro Devices (AMD) is a provider of high-performance technology solutions headquartered in California with locations worldwide. The company’s product range includes AMD Solarflare Ethernet adapters, the financial services networking adapter; AMD EPYC processors, powering derivative models, trading, and risk; AMD FPGAs, providing low-latency tick-to-trade, options pricing, and market data solutions; and AMD Instinct GPUs and AMD Pollara DPUs, powering the AI revolution.

    CONTINUE READING

  • Let the Magic Happen

    Opening remarks of Walt Lukken, President and CEO of FIA, at the FIA Boca conference

    CONTINUE READING

  • FIA New Member Profile – Droit

    Droit empowers institutions to make millions of decisions and comply with thousands of complex rules every day. Its ETD Reporting product delivers a quality assurance platform to provide a consistent approach to regulatory compliance. With complete insight into each decision made and the ability to trace the logic to the underlying regulatory source text, the product ensures clarity and accuracy in regulatory compliance.

    CONTINUE READING

  • January 2025 stats on customer funds held at US FCMs

    The total amount of customer funds in futures accounts at US FCMs reached $346.8 billion in January, up 3.4% from the previous month and up 4.1% over the last 12 months. The number of FCMs holding customer funds in futures accounts was recorded at 49 in January, up from 46 year ago but down from 53 five years ago.

    CONTINUE READING

  • FIA New Member Profile – TTG Capital

    TTG Capital, part of Tower Trading Group, is a proprietary trading firm headquartered in London and authorised and regulated by the Financial Conduct Authority. TTG’s professional traders actively trade, make markets and provide liquidity on the world’s derivatives exchanges. Its platform provides professional traders with direct electronic access, trading technology, risk management and trading capital.

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Read All Operational & Technology Guidance