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Industry Guidance

Access guidance and best practices for members, their customers and market participants on operational and technological issues as well as law, regulatory and compliance issues.

Regulatory Guidance

  • FIA New Member Profile – Supermicro

    Supermicro is a provider of high-performance compute, storage systems, networking and liquid cooling, as well as data centre infrastructure, software and services for enterprise, cloud computing and artificial intelligence applications. Clients include major market infrastructure providers, proprietary trading firms and global banks.
  • FIA New Member Profile – Chimayo Consulting LLC 

    Chimayo Consulting provides advisory services to financial institutions and commodity firms, including FCMs, broker-dealers, swap dealers and other derivatives market participants. Its areas of focus include AI governance, model risk management, operational risk and regulatory compliance. 
  • FIA New Member Profile – Greenberg Traurig LLP

    Greenberg Traurig is a global law firm. Its Futures & Derivatives Group advises swap dealers, FCMs, proprietary trading firms, private funds, registered funds, exchanges and introducing brokers on regulatory, transactional and compliance matters.
  • ETD Volume - July 2026

    Worldwide volume of exchange-traded derivatives reached 12.94 billion contracts in July. This decreased 3.1% from June 2026 but increased 27.7% from July 2025.
  • FIA New Member Profile – Indonesia Stock Exchange

    Indonesia Stock Exchange (IDX) facilitates trading in equities, futures, structured products, fixed income and other securities, while continuously expanding its derivatives market to provide investors with opportunities for hedging, risk management and market exposure. IDX holds a joint FIA membership with Indonesia Clearing and Guarantee Corporation (IDClear).
  • FIA submits comments to the HKSAR government on its five-year plan

    FIA has submitted comments to the Hong Kong Special Administrative Region Government on its First Five-Year Plan for 2026–2030, recommending that the continued development of Hong Kong’s listed derivatives markets form an important part of the Plan.

Operational and Technology Guidance

  • FIA New Member Profile – Supermicro

    Supermicro is a provider of high-performance compute, storage systems, networking and liquid cooling, as well as data centre infrastructure, software and services for enterprise, cloud computing and artificial intelligence applications. Clients include major market infrastructure providers, proprietary trading firms and global banks.
  • FIA New Member Profile – Chimayo Consulting LLC 

    Chimayo Consulting provides advisory services to financial institutions and commodity firms, including FCMs, broker-dealers, swap dealers and other derivatives market participants. Its areas of focus include AI governance, model risk management, operational risk and regulatory compliance. 
  • FIA New Member Profile – Greenberg Traurig LLP

    Greenberg Traurig is a global law firm. Its Futures & Derivatives Group advises swap dealers, FCMs, proprietary trading firms, private funds, registered funds, exchanges and introducing brokers on regulatory, transactional and compliance matters.
  • FIA New Member Profile – Indonesia Stock Exchange

    Indonesia Stock Exchange (IDX) facilitates trading in equities, futures, structured products, fixed income and other securities, while continuously expanding its derivatives market to provide investors with opportunities for hedging, risk management and market exposure. IDX holds a joint FIA membership with Indonesia Clearing and Guarantee Corporation (IDClear).
  • ETD Volume - July 2026

    Worldwide volume of exchange-traded derivatives reached 12.94 billion contracts in July. This decreased 3.1% from June 2026 but increased 27.7% from July 2025.
  • June 2026 stats on customer funds held at US FCMs

    The total amount of customer funds in futures accounts at US FCMs reached $437.9 billion in June, down 4.2% from the previous month but up 10.7% over the last 12 months.