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Industry Guidance

Access guidance and best practices for members, their customers and market participants on operational and technological issues as well as law, regulatory and compliance issues.

Regulatory Guidance

  • FIA announces new board members at Boca 2025

    FIA announced the election of two new directors at its annual meeting on Monday in Boca Raton, Florida.

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  • Let the Magic Happen

    Opening remarks of Walt Lukken, President and CEO of FIA, at the FIA Boca conference

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  • FIA New Member Profile – Droit

    Droit empowers institutions to make millions of decisions and comply with thousands of complex rules every day. Its ETD Reporting product delivers a quality assurance platform to provide a consistent approach to regulatory compliance. With complete insight into each decision made and the ability to trace the logic to the underlying regulatory source text, the product ensures clarity and accuracy in regulatory compliance.

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  • January 2025 stats on customer funds held at US FCMs

    The total amount of customer funds in futures accounts at US FCMs reached $346.8 billion in January, up 3.4% from the previous month and up 4.1% over the last 12 months. The number of FCMs holding customer funds in futures accounts was recorded at 49 in January, up from 46 year ago but down from 53 five years ago.

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  • Boca 2025 Opening Remarks: Let the Magic Happen

    Opening remarks of Walt Lukken, President and CEO of FIA, at the International Futures Industry Conference in Boca Raton, Florida.

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  • FIA New Member Profile – AMD

    Advanced Micro Devices (AMD) is a provider of high-performance technology solutions headquartered in California with locations worldwide. The company’s product range includes AMD Solarflare Ethernet adapters, the financial services networking adapter; AMD EPYC processors, powering derivative models, trading, and risk; AMD FPGAs, providing low-latency tick-to-trade, options pricing, and market data solutions; and AMD Instinct GPUs and AMD Pollara DPUs, powering the AI revolution.

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Operational and Technology Guidance

  • FIA announces new board members at Boca 2025

    FIA announced the election of two new directors at its annual meeting on Monday in Boca Raton, Florida.

    CONTINUE READING

  • Boca 2025 Opening Remarks: Let the Magic Happen

    Opening remarks of Walt Lukken, President and CEO of FIA, at the International Futures Industry Conference in Boca Raton, Florida.

    CONTINUE READING

  • FIA New Member Profile – AMD

    Advanced Micro Devices (AMD) is a provider of high-performance technology solutions headquartered in California with locations worldwide. The company’s product range includes AMD Solarflare Ethernet adapters, the financial services networking adapter; AMD EPYC processors, powering derivative models, trading, and risk; AMD FPGAs, providing low-latency tick-to-trade, options pricing, and market data solutions; and AMD Instinct GPUs and AMD Pollara DPUs, powering the AI revolution.

    CONTINUE READING

  • Let the Magic Happen

    Opening remarks of Walt Lukken, President and CEO of FIA, at the FIA Boca conference

    CONTINUE READING

  • FIA New Member Profile – Droit

    Droit empowers institutions to make millions of decisions and comply with thousands of complex rules every day. Its ETD Reporting product delivers a quality assurance platform to provide a consistent approach to regulatory compliance. With complete insight into each decision made and the ability to trace the logic to the underlying regulatory source text, the product ensures clarity and accuracy in regulatory compliance.

    CONTINUE READING

  • January 2025 stats on customer funds held at US FCMs

    The total amount of customer funds in futures accounts at US FCMs reached $346.8 billion in January, up 3.4% from the previous month and up 4.1% over the last 12 months. The number of FCMs holding customer funds in futures accounts was recorded at 49 in January, up from 46 year ago but down from 53 five years ago.

    CONTINUE READING
Read All Operational & Technology Guidance