Search

Industry Guidance

Access guidance and best practices for members, their customers and market participants on operational and technological issues as well as law, regulatory and compliance issues.

Regulatory Guidance

  • Tradewell Technologies named FIA's 2024 Innovator of the Year

    This year’s winner was Tradewell Technologies, a startup based in New York and London that is bringing algorithmic trading tools to the corporate bond market. Two companies were chosen as runner ups in the competition to be innovator of the year -- ClearToken and Grão Direto.

    CONTINUE READING

  • Expo 2024 Opening Remarks: Telling the truth about our markets

    Opening remarks of Walt Lukken, President and CEO of FIA, at the Futures & Options Expo in Chicago on 18 November 2024. As prepared for delivery.

    CONTINUE READING

  • FIA New Member Profile – BlockFills

    BlockFills is a trading technology company providing institutional and professional traders with access to digital asset markets. Launched in 2018, BlockFills’ trading platform provides price discovery and aggregation, electronic order matching, smart order routing, and trade reconciliation in the digital spot, derivatives and lending markets.

    CONTINUE READING

  • FIA New Member Profile – Dare International

    Dare International is a proprietary trading company based in London that provides liquidity in global energy markets. The company combines trading expertise with proprietary technology and data science to navigate often volatile and data-intensive markets.

    CONTINUE READING

  • ETD Volume - October 2024

    Worldwide volume of exchange-traded derivatives reached 20.56 billion contracts in October, the highest level ever recorded. This was up 3.4% from September 2024 and up 52.4% from October 2023.

    CONTINUE READING

  • January 2025 in Sight: DORA State of Play

    MEMBERS ONLY - The Digital Operational Resilience Act (DORA) sets out detailed requirements for incident reporting, ICT risk management, subcontracting, threat-led penetration testing, among other areas. This webinar will present the aim behind DORA, who it applies to, and the state of play.

    CONTINUE READING
Read All Regulatory Guidance

Operational and Technology Guidance

  • Tradewell Technologies named FIA's 2024 Innovator of the Year

    This year’s winner was Tradewell Technologies, a startup based in New York and London that is bringing algorithmic trading tools to the corporate bond market. Two companies were chosen as runner ups in the competition to be innovator of the year -- ClearToken and Grão Direto.

    CONTINUE READING

  • FIA New Member Profile – Dare International

    Dare International is a proprietary trading company based in London that provides liquidity in global energy markets. The company combines trading expertise with proprietary technology and data science to navigate often volatile and data-intensive markets.

    CONTINUE READING

  • Expo 2024 Opening Remarks: Telling the truth about our markets

    Opening remarks of Walt Lukken, President and CEO of FIA, at the Futures & Options Expo in Chicago on 18 November 2024. As prepared for delivery.

    CONTINUE READING

  • FIA New Member Profile – BlockFills

    BlockFills is a trading technology company providing institutional and professional traders with access to digital asset markets. Launched in 2018, BlockFills’ trading platform provides price discovery and aggregation, electronic order matching, smart order routing, and trade reconciliation in the digital spot, derivatives and lending markets.

    CONTINUE READING

  • ETD Volume - October 2024

    Worldwide volume of exchange-traded derivatives reached 20.56 billion contracts in October, the highest level ever recorded. This was up 3.4% from September 2024 and up 52.4% from October 2023.

    CONTINUE READING

  • January 2025 in Sight: DORA State of Play

    MEMBERS ONLY - The Digital Operational Resilience Act (DORA) sets out detailed requirements for incident reporting, ICT risk management, subcontracting, threat-led penetration testing, among other areas. This webinar will present the aim behind DORA, who it applies to, and the state of play.

    CONTINUE READING
Read All Operational & Technology Guidance