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Understanding the SEC’s evolving derivatives regulatory framework

Part of the L&C webinar series

23 September 2021 • 10:00 AM - 11:00 AM ET
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Add to Calendar 2021-09-23 10:00:00 2021-09-23 11:00:00 Understanding the SEC’s evolving derivatives regulatory framework With the finalization of both the SEC’s regulatory framework for derivatives use by RICs and BDCs and the SEC’s capital, margin and segregation rules regarding security-based swaps, the OTC derivatives regulatory landscape is expected to shift yet again. Webinar FIA info@fia.org America/New_York public

With the finalization of both the SEC’s regulatory framework for derivatives use by RICs and BDCs and the SEC’s capital, margin and segregation rules regarding security-based swaps, the OTC derivatives regulatory landscape is expected to shift yet again. Join us as we explore how these developments are likely to affect firms’ trading programs and learn how to prepare for the changing landscape.

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Host: Michael Sorrell, Deputy General Counsel, FIA
Speakers: Jaime Madell, Partner, Derivatives, Kirkland & Ellis
Aaron Schlaphoff, Partner, Investment Funds, Kirkland & Ellis
Date/Time:

Thursday, 23 September 2021 | 10:00 a.m.  – 11:00 a.m. ET

This webinar is intended for informational purposes only and is not intended to provide investment, tax, business, legal or professional advice. Neither FIA nor its members endorse, approve, recommend, or certify any information, opinion, product, or service referenced in this webinar.  FIA makes no representations, warranties, or guarantees as to the webinar’s content. 

Register Now
Add to Calendar 2021-09-23 10:00:00 2021-09-23 11:00:00 Understanding the SEC’s evolving derivatives regulatory framework With the finalization of both the SEC’s regulatory framework for derivatives use by RICs and BDCs and the SEC’s capital, margin and segregation rules regarding security-based swaps, the OTC derivatives regulatory landscape is expected to shift yet again. Webinar FIA info@fia.org America/New_York public