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New Frontiers in Recordkeeping and Compliance

An L&C Division webinar

13 October 2022 • 10:00 AM - 11:00 AM ET • Webinar
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Add to Calendar 2022-10-13 10:00:00 2022-10-13 11:00:00 New Frontiers in Recordkeeping and Compliance This timely session will review the current enforcement landscape, and consider practical solutions that regulated firm can adopt to promote compliance. Webinar FIA info@fia.org America/New_York public

A crackdown on the use of personal phones for business is one of the most significant enforcement developments of 2022. This timely session will review the current enforcement landscape, and consider practical solutions that regulated firm can adopt to promote compliance. Given the cross-border nature of the commodity and derivatives markets, specific issues related to data privacy, managing preservation requests, and addressing the ability to compel production will also be addressed.

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Host: Natalie Tynan, Assoc. GC, Head of Tech Documentation Strategy, FIA
Speakers:

Tony Mansfield, Partner, Allen & Overy
Greg Mocek, Partner, Allen & Overy
Jon Flynn, Senior Counsel, Allen & Overy
Hilary Seo, Senior Counsel, Allen & Overy
Sean Batson, Associate, Allen & Overy
Date/Time: Thursday, 13 October 2022 | 10:00 a.m. – 11:00 a.m. ET

This webinar is intended for informational purposes only and is not intended to provide investment, tax, business, legal or professional advice. Neither FIA nor its members endorse, approve, recommend, or certify any information, opinion, product, or service referenced in this webinar.  FIA makes no representations, warranties, or guarantees as to the webinar’s content. 

Register Now
Add to Calendar 2022-10-13 10:00:00 2022-10-13 11:00:00 New Frontiers in Recordkeeping and Compliance This timely session will review the current enforcement landscape, and consider practical solutions that regulated firm can adopt to promote compliance. Webinar FIA info@fia.org America/New_York public