Sullivan & Cromwell’s Commodities, Futures and Derivatives team will discuss recent CFTC and SEC enforcement actions involving MNPI-related violations and their implications for physical commodities and derivatives markets and market participants. The webinar will also cover strategies for managing government investigations (including those involving multiple regulators) and best practices for effective compliance programs.
| Host: | Michael Sorrell, Deputy General Counsel, FIA |
| Panelist: | Colin Lloyd, Partner, Sullivan & Cromwell Katy McArthur, Partner, Sullivan & Cromwell Jamie McDonald, Partner, Sullivan & Cromwell Aaron Levine, Associate, Sullivan & Cromwell |
