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FOA comments re ESMA draft transaction scenarios

14 March 2013

The FOA has submitted its comments on the following ESMA's draft transaction scenarios:

  • Case 1: Bilateral, non-cleared trade (basic case)
  • Case 2: Principal trades in a chain
  • Case 3: Counterparty dealing bilaterally with another counterparty through a broker
  • Case 4: Two counterparties executing a transaction in a venue
  • Case 5: Give-up trades
  • FIA
  • EMIR
  • Recordkeeping and reporting
  • Position Papers