20 March 2017
FIA submitted comments to the CFTC in support of proposed amendments to recordkeeping requirements set out in Commission Rules 1.31. The amendments move the rule from prescriptive requirements mandating the use of outdated technology to more technology-neutral and principles-based policy.
FIA's comments request additional clarification of certain aspects of the proposed amendments and suggest certain further revisions to the proposed amendments that are consistent with their underlying purpose .
Key IssuesCapitalCCP Risk Commodities Cross-Border Digital Assets Diversity & Inclusion Operations and Execution Sustainable Finance All Advocacy |
News & ResourcesPress ReleasesFIA MarketVoice Webinars Podcasts Data Resources Documentation Training CCP Risk Review Hall of Fame |
AboutContact UsAbout FIA Governance Staff Directory Affiliates List of Members Membership Member Forums Careers |
EventsBocaL&C IDX Expo Asia FIA-SIFMA AMG Webinars Register as Speaker All Events |
---|---|---|---|
BrusselsOffice 502 |
LondonLevel 28 |
SingaporeOne Raffles Quay North Tower |
Washington, DC2001 K Street NW |