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CFTC reporting rules

part of the FIA Law & Compliance Division webinar series

26 January 2017

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The FIA Law & Compliance webinar series kicks off in the new year on January 26, with presenters from Jones Day covering the CFTC's reporting rules across products. The CFTC has brought enforcement actions in increasing numbers against various registrants for failing to comply with applicable reporting obligations. This webinar will examine the reporting requirements for each category of registrant and non-registrant as well as the recent enforcement actions for failure to follow the CFTC's highly technical reporting rules.

Presenters:

Mario Cacciola, Jason Jurgens and  Stephen Obie of Jones Day

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