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CFTC compliance issues for end users

part of the FIA Law & Compliance Division webinar series

16 February 2017

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This webinar will discuss compliance issues often confronted by end-users of commodities, as well as corporate end-users when trading in the regulated derivatives markets. Specifically, the webinar will discuss key compliance procedures, reporting obligations to exchanges and the CFTC, position limits and exemptions and considerations for swaps trading. The webinar will also discuss recent enforcement cases.

Presenters:

Stephen Humenik and Anne Termine from Covington & Burling LLP

 

 

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