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Understanding Reg AT

an FIA webinar
16 December 2015 3:30pm to 4:45pm EST

On December 16, 2015, FIA held a webinar focused on educating attendees on the CFTC's new proposed rules on automated trading (referred to as "Regulation AT"). The webinar also identified the market participants impacted by Regulation AT.

The proposed Regulation AT would require certain algorithmic traders to register with the CFTC and further require CFTC registrants who engage in automated trading to establish risk controls and comply with rules regarding the development, testing, and monitoring of automated trading systems. Regulation AT also proposes various regulatory requirements for clearing members and exchanges related to automated trading. The comment period for Regulation AT is 90 days from its publication in the Federal Register.

Panelists field questions after the presentation. 

Moderator:

Allison Lurton, General Counsel, FIA

Speakers:

Paul Architzel, Partner, WilmerHale

Dan Berkovitz, Partner, WilmerHale

Paul Pantano, Partner, Cadwalader Wickersham & Taft

Neal Kumar, Associate, Cadwalader Wickersham & Taft

Date: Wednesday, December 16, 2015
Time: 3:30 PM - 4:45 PM EST
Cost: Free and open to the public. No CLE.

View the CFTC press release and fact sheet.

View Recorded Webinar | Download Presentation

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