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FUTURES 101: An Introduction to U.S. Futures Markets and Regulation

1 March 2016 2:00pm to 6:00pm EST
New York, NY

March 1, 2016 // New York Law School Auditorium // New York, NY

Can you tell the difference between a future, a swap, an option, and a security?  Do you know why companies use these financial instruments?  Do you understand the legal and regulatory environment governing these markets? FIA’s Law and Compliance Division presents Futures 101, a half-day interactive program that gives you a clear grounding in this area of finance. 

Explore fundamental concepts and regulations relating to U.S. futures markets with reference to other these other financial instruments.  Topics will include market participants and regulators, market structure, clearing, transaction documentation as well as key rules and regulations. After the program wraps up, join the speakers and L&C Division members for a networking happy hour. Learn more about the program, and register today!  

NY CLE is pending.

Advance registration has closed. If you are still interested in attending Futures 101, on site registration is available.

Registration Fees

$50 for FIA Members
$50 for Regulators
$75 for Non-Members

Moderator

Ronald H. Filler
New York Law School
Professor of Law and Director of Financial Services Law Institute
            

Panelists                                     

Tammy Botsford
JPMorgan Chase & Co.
Vice President & Assistant General Counsel
 

Gary DeWaal
KattenMuchinRosenman LLP
Special Counsel
          

Kimberly Johns
Goldman Sachs
Vice President & Associate General Counsel

Tom Lasala
CME Group
Managing Director, Chief Regulatory Officer
           

Bonnie Litt
Goldman Sachs
Managing Director and Associate General Counsel
 

Katie Trkla
Foley & Lardner LLP
Partner

Schedule

1:30 p.m.         Registration opens

2:00 p.m.         Futures 101 begins

4:45 p.m.         Futures 101 wraps up

5:00 pm.          Networking Happy Hour at Distilled

 

Location 

New York Law School Auditorium

185 West Broadway

New York, NY 10013 

NYLS is located in Tribeca/Lower Manhattan one block south of the Franklin Street subway station on Line 1 and four blocks north of the Chambers Street subway station on Lines 2 and 3.

 


Cancellations/Substitutions
Notice of cancellations must be received in writing before Tuesday, February 16, 2016.  Please email Member Services at memberservices@fia.org for cancellations and substitutions.  No refunds will be made after February 16, 2016, and all monies owed at the time of cancellation will be due immediately.  Substitutions may be made at any time without penalty.

Filming, Videotaping and Recording Policy
No portion of this event may be filmed, videotaped or otherwise recorded for posting or distribution without prior authorization from FIA.  Further, by registering for this program, you consent to FIA’s use, reproduction, editing, publishing and distribution of any photographs, videos and other recordings that FIA or its designated photographer may take of registrants and attendees during the program.

Special Requirements
We want everyone to have a safe and enjoyable experience at our programs.  Accordingly, where possible, we will try to accommodate the special needs of our delegates.  If you have any access restrictions or other concerns, please email Beth Thompson at bthompson@fia.org.  So that we may make our best effort to fulfill all requests, we kindly ask to be notified of any special needs two weeks in advance of the program.

 

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