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A CFTC Enforcement Refresher and Overview of Cooperation Credit

part of the FIA Law & Compliance Division webinar series
4 October 2017 10:00am to 11:00am EDT

Drinker Biddle partners Jim Lundy and Mary Hansen will provide guidance on best practices when dealing with a CFTC Enforcement investigation.  They will also analyze the CFTC Enforcement advisories issued earlier this year that describe the factors that CFTC Enforcement will consider in evaluating cooperation and they will provide recommendations regarding cooperation strategies.

Presenters:

Jim Lundy, Partner and Mary Hansen, Partner of Drinker Biddle
Access the recording | Download the presentation

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