file-o file-word file-excel file-powerpoint file-image file-archive file-audio file-movie file-code file-openoffice file-css menu googleplus facebook instagram twitter feed youtube vimeo2 lanyrd flickr picassa deviantart github wordpress blogger tumblr yahoo soundcloud skype linkedin lastfm delicious stumbleupon stackoverflow pinterest foursquare cross arrow-left arrow-down arrow-up arrow-right arrow-left2 arrow-down2 arrow-up2 arrow-right2 arrow-left3 arrow-down3 arrow-up3 arrow-right3 search

CFTC Compliance Issues for End Users

part of the FIA Law & Compliance Division webinar series
16 February 2017 10:00am to 11:00am EST

This webinar will discuss compliance issues often confronted by end-users of commodities, as well as corporate end-users when trading in the regulated derivatives markets. Specifically, the webinar will discuss key compliance procedures, reporting obligations to exchanges and the CFTC, position limits and exemptions and considerations for swaps trading. The webinar will also discuss recent enforcement cases.

Presenters:

Stephen Humenik and Anne Termine from Covington & Burling LLP

View Recorded Webinar l Download Presentation

 

Close

Close

Menu

Menu

Back to FIA