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CCO Annual Reports: What You Need to Know

part of the FIA Law & Compliance Division webinar series
13 February 2020 10:00am to 11:00am EST

The Chief Compliance Office (CCO) Annual Report requirements for swap dealers and futures commission merchants have recently changed, with CFTC staff issuing rule amendments in 2018, staff guidance in 2019, and clarifying statements in 2020.  Please join former DSIO Director Matt Kulkin and Charley Mills from Steptoe & Johnson for a webinar that will break down what is required, what is expected, and how to avoid common mistakes in your firm’s CCO annual report. 

CLE is pending.

Presenters:

Matt Kulkin & Charley Mills of Steptoe & Johnson LLP

View Recorded Webinar | Download Presentation

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