FIA EPTA welcomes the European Commission’s legislative proposals for a Directive and a Regulation on the prudential supervision, and the prudential requirements, of investment firms.
CONTINUE READINGComments from Piebe Teeboom, Secretary General of FIA EPTA, representing 30 independent proprietary trading investment firms operating in Europe, on the European Commission proposals on the new Prudential Regime for Investment Firms.
CONTINUE READINGLetter to Didier Millerot (Head of Unit D2, DG FISMA) by FIA European Principal Traders Association (FIA EPTA) concerning the European Banking Authority’s (EBA) technical advice to the European Commission on a new prudential regime for investment firms.
CONTINUE READINGOn the basis of Articles 508(2) and (3) of Regulation (EU) No 575/20131 (CRR) the European Commission is drafting a legislative proposal on a prudential regime for investment firms.
CONTINUE READINGOn 4 September 2017 FIA EPTA responded to the ESMA consultation on the evaluation for the Short-selling Regulation, in particular focusing on market making activities (MMA exemption).
CONTINUE READINGOn 4 September 2017 FIA EPTA responded to the ESMA consultation on the evaluation for the Short-selling Regulation, in particular focusing on market making activities (MMA exemption).
CONTINUE READINGFIA EPTA response to LME Discussion Paper on Market Structure
CONTINUE READINGAs end users of clearing services, FIA EPTA Members strongly support the European Commission’s objectives to ensure that both CCPs and regulators have effective tools available to mitigate the systemic risks that would emanate from a potential failure of a CCP.
CONTINUE READINGOn the 6th May 2010, Wall Street experienced what quickly became known as the ‘Flash Crash’. On the 15th January 2015, the Swiss Franc experienced a similar event against the Euro. And in October 2016, there was a flash crash in sterling, following Britain’s vote to leave the EU. The recent events in the sterling market seemed like a good idea to look back at the post event analysis of previous ‘flash crashes’ and review the findings.
CONTINUE READINGFIA European Principal Traders Association (FIA EPTA) submitted its response to the European Commission’s inception impact assessment on the Review of the appropriate prudential treatment for investment firms.
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