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Electronic Trading

  • March 16, 2012 • FIA, Electronic Trading, Americas, Trading, Audio, Operational and Regulatory Guidance

    FIA publishes order handling Risk Management recommendations for Executing Brokers

    Building on recent FIA publications, including Market Access Risk Management Recommendations (April 2010) and Recommendations for Risk Controls for Trading Firms (November 2010), this document offers a number of recommendations for executing firms to consider both in designing policies for their own brokers that handle orders electronically and in dealing with customers that access the markets through a broker’s trading platform.

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  • November 4, 2010 • FIA, Electronic Trading, Americas, Trading, Operational and Regulatory Guidance, Press Releases

    FIA PTG recommends risk controls for trading firms

    The FIA Principal Traders Group today released a report setting out a number of recommended risk controls for trading firms that have direct access to exchange matching engines.

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  • April 27, 2010 • FIA, Electronic Trading, Americas, Trading, Audio, Operational and Regulatory Guidance, Press Releases

    FIA issues direct market access recommendations

    The FIA has issued a report that recommends a number of principles for managing the risks in direct access to exchanges.

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