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Webinars

Webinars

You are now viewing 51 - 10 of 74 results

Issues & Strategies for U.S. Fund Managers Marketing in Europe

part of the FIA Law & Compliance Division webinar series
14 July 2016 10:00am to 11:00am EDT
This webinar focuses on the current challenges confronted by U.S. fund managers in marketing their funds in Europe due to the current state of European funds legislation as well as the uncertainties...

An Introduction to Bitcoin & Blockchain

an FIA Operations Americas Division Webinar
22 June 2016 10:00am EDT
Join FIA Operations Americas for an introduction to basic concepts surrounding bitcoin and blockchain. Ray Kahn, Managing Director at Barclays, and Nick Solinger, President of FIA Tech, will present...

OTC Margin Rules, US & EU Perspectives

part of the FIA Law & Compliance Division webinar series
26 May 2016 10:00am to 11:00am EDT
Different regulatory bodies have come out with final rules setting forth requirements for the posting and collecting of margin between certain counterparties to certain OTC swaps. In the US, the CFTC...

Designing Your SEF Compliance Program

part of the FIA Law & Compliance Division webinar series
21 April 2016 10:00am EDT
This webinar will identify key SEF rules that market participants should review when designing their compliance program for trading on SEFs and highlight important differences between the rules of...

NFA Bylaw 1101 Compliance

part of the FIA Law & Compliance Division webinar series
14 April 2016 10:00am to 11:00am EDT
NFA Bylaw 1101 prohibits NFA members from conducting futures-related business with non-members that are required to be registered with the CFTC but have not done so. By its terms, Bylaw 1101 imposes...

CFTC and SEC Dodd-Frank Whistleblower Rules

part of the FIA Law & Compliance Division webinar series
10 March 2016 10:00am to 11:00am EST
The Commodity Futures Trading Commission and the Securities and Exchange Commission’s Dodd-Frank whistleblower rules have strengthened the regulators’ enforcement regimes and encouraged employees to...

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