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Webinars

Webinars

You are now viewing 41 - 10 of 74 results

Exchange Amendments to Block Trade Pre-Hedging Rules

an FIA Law & Compliance Division webinar
21 November 2016 1:00pm to 2:00pm EST
FIA is pleased to host representatives from CME, ICE and Nasdaq Futures regarding the exchanges’ recent amendments to their block trade pre-hedging rules. Those amendments expressly permit pre-...

2016 CFTC and SRO Enforcement Trends

part of the FIA Law & Compliance Division webinar series
17 November 2016 10:00am to 11:00am EST
Get up to speed on the 2016 CFTC and SRO enforcement trends at the final FIA Law & Compliance Division webinar for 2016. During this webinar, Geoffrey Aronow and Michael Sackheim of Sidley Austin...

MiFID Crash Course for US CCOs

16 November 2016 10:00am to 11:00am EST
This webinar will provide bite-sized introductions to key regulatory developments in Europe under the revised Market in Financial Instruments Directive (MiFID II) and the associated Markets in...

CFTC, FERC & SEC Updates for CCOs

part of the FIA Law & Compliance Division webinar series
13 October 2016 10:00am to 11:00am EDT
The regulatory landscape for chief compliance officers is rapidly changing as companies enter new markets, each with different rules of engagement. The complexities for CCOs are compounded when...

Summary of New EFRP Rules and Q&A with the CME Group

a FIA Law & Compliance Division webinar
13 October 2016 1:00pm to 2:00pm EDT
The CME Group is instituting changes to its exchange-for-related positions rules (Rule 538 and accompanying guidance). During this webinar, CME will address the new rule revisions and what they will...

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