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Antitrust Considerations for Participants in the Commodity Markets

part of the FIA Law & Compliance Division webinar series
16 November 2017 10:00am to 11:00am EST
In recent years, many firms have been subject to civil and even criminal investigations and actions alleging antitrust violations. This webinar will address the most common antitrust legal provisions...

MiFID II: What Are We Waiting For?

20 September 2017 10:00am to 11:00am EDT
MiFID II and MiFIR, the new pan-European financial market reforms, take effect in January 2018. However, a number of key elements of these reforms require additional guidance or implementing...

It’s All About Cyber

part of the FIA Law & Compliance Division webinar series
14 September 2017 10:00am to 11:00am EDT
The new administration wants regulatory agencies to incorporate cybersecurity into their oversight responsibilities. Both the Commodity Futures Trading Commission, Securities and Exchange Commission...

A CFTC Enforcement Refresher and Overview of Cooperation Credit

part of the FIA Law & Compliance Division webinar series
4 October 2017 10:00am to 11:00am EDT
Drinker Biddle partners Jim Lundy and Mary Hansen will provide guidance on best practices when dealing with a CFTC Enforcement investigation. They will also analyze the CFTC Enforcement advisories...

Brokerage Solutions: An Atlantis Overview

An FIA Operations Americas & Market Technology Divisions Webinar
31 July 2017 11:00am to 12:00pm EDT
Brokerage has long been a challenge for the futures industry, stemming from manual processes and invoice reconciliation. FIA Tech joined together with the clearing and executing broker community to...






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