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Webinars

Webinars

You are now viewing 1 - 10 of 31 results

Swaps Trading Compliance

part of the FIA Law & Compliance Division webinar series
8 February 2018 10:00am to 11:00am EST
The FIA Law & Compliance Division webinar series continues on February 8, focusing on the latest updates on swaps trading compliance and regulations. Building on the designing your SEF compliance...

CFTC’s Approach to FinTech

part of the FIA Law & Compliance Division webinar series
25 January 2018 10:00am to 11:00am EST
Entrepreneurs, investors, and regulators realize the incredible potential of fintech to create new opportunities for and streamline financial services businesses. This webinar will explore the CFTC’s...

Recordkeeping

part of the FIA Law & Compliance Division webinar series
14 December 2017 10:00am to 11:00am EST
The CFTC’s amendments to the recordkeeping rule became effective at the end of August 2017. Now that the CFTC has updated its recordkeeping rules to account for technological advances, what are the...

Antitrust Considerations for Participants in the Commodity Markets

part of the FIA Law & Compliance Division webinar series
16 November 2017 10:00am to 11:00am EST
In recent years, many firms have been subject to civil and even criminal investigations and actions alleging antitrust violations. This webinar will address the most common antitrust legal provisions...

It’s All About Cyber

part of the FIA Law & Compliance Division webinar series
14 September 2017 10:00am to 11:00am EDT
The new administration wants regulatory agencies to incorporate cybersecurity into their oversight responsibilities. Both the Commodity Futures Trading Commission, Securities and Exchange Commission...

A CFTC Enforcement Refresher and Overview of Cooperation Credit

part of the FIA Law & Compliance Division webinar series
4 October 2017 10:00am to 11:00am EDT
Drinker Biddle partners Jim Lundy and Mary Hansen will provide guidance on best practices when dealing with a CFTC Enforcement investigation. They will also analyze the CFTC Enforcement advisories...

Legislative Oversight of the CFTC: A Primer

part of the FIA Law & Compliance Division webinar series
18 May 2017 10:00am to 11:00am EDT
The Commodity Futures Trading Commission will address a wide range of issues in 2017. Much of the CFTC’s work will be impacted, directly or indirectly, by the legislative branch. This webinar will...

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