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Webinars

Webinars

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Spoofing, Surveillance, & Supervision

part of the FIA Law & Compliance Division webinar series
17 January 2019 10:00am to 11:00am EST
The CFTC and futures exchanges continue to aggressively pursue “spoofing” cases against traders. When evidence of criminal willful intent exists, they refer certain matters to the Department of...

Representing Parties in Multi-agency Enforcement Investigations

part of the FIA Law & Compliance Division webinar series
15 November 2018 10:00am to 11:00am EST
During this one-hour webinar, a panel of WilmerHale attorneys will discuss key issues that may arise when multiple regulators investigate a matter simultaneously. These regulators may include the...

Foreign Futures Market Access for US Investors

part of the FIA Law & Compliance Division webinar series
25 October 2018 10:00am to 11:00am EDT
Join us on October 25 to discuss the history and policy of CFTC regulations that permit non-US firms to offer access to foreign futures markets to US customers, including a discussion of fund...

Give-Up Agreement Transfer Protocol Overview

25 July 2018 10:30am to 11:30am EDT
With Brexit on the horizon, some firms are contemplating a relocation of current UK business to EU27 locations. To help ease these business transitions, FIA Tech will offer a mechanism in Docs to...

Cross-border Enforcement Defense Issues

part of the FIA Law & Compliance Division webinar series
14 June 2018 10:00am to 11:00am EDT
For our June webinar, a panel of Allen & Overy partners from the U.S., London and Hong Kong will discuss current topics relating to cross-border enforcement defense issues including, among other...

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