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FIA Law and Compliance presents: Disruptive Trading Practices: Understanding the CFTC’s Guidance

FIA Law and Compliance presents: Disruptive Trading Practices: Understanding the CFTC’s Guidance

23 May 2013 2:00pm EDT

FIA invited members to participate in a webinar on the recently issued “interpretive guidance” regarding the anti-disruptive trading practices authority of the Commodity Futures Trading Commission. This guidance provides important insights on how the CFTC’s enforcement division will apply this authority to listed derivatives markets as well as swap execution facilities and what trading practices it will consider to be disruptive. Kenneth Raisler, partner at the law firm of Sullivan and Cromwell, will outline the key features of the guidance during the webinar and answer questions from members.

Moderator:

Bruce Beatus, Director and Associate General Counsel, Bank of America Merrill Lynch, and President, FIA Law & Compliance Division

Speaker:

Kenneth Raisler, Head of the Commodities, Futures and Derivatives Group, Sullivan & Cromwell

Attachments

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Dodd-Frank-Disruptive-Trading-Provisions-CFTC-Provides-Final-Interpretative-Guidance-052313.pdf (555.03 KB)

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