file-o file-word file-excel file-powerpoint file-image file-archive file-audio file-movie file-code file-openoffice file-css menu googleplus facebook instagram twitter feed youtube vimeo2 lanyrd flickr picassa deviantart github wordpress blogger tumblr yahoo soundcloud skype linkedin lastfm delicious stumbleupon stackoverflow pinterest foursquare cross arrow-left arrow-down arrow-up arrow-right arrow-left2 arrow-down2 arrow-up2 arrow-right2 arrow-left3 arrow-down3 arrow-up3 arrow-right3 search

You are here

FIA Asks CFTC to Amend OCR Rule

FIA Asks CFTC to Amend OCR Rule

26 June 2015 7:30pm EDT

On June 26, 2015 FIA filed a petition with the CFTC to amend certain provisions of the Ownership and Control Reports rule. The purpose of the petition is to enhance the quality of the OCR data that the CFTC receives and the ability of reporting entities to comply. Key provisions of the petition include:

  • Removing the requirement to provide data on special account owners and individual trading account controllers,
  • Clarifying the definitions of the types of owners listed on the reporting forms,
  • Allowing reporting entities to finalize report data within three business days after they account becomes reportable,
  • Eliminating futures terminology on swap data forms; and
  • Working with the industry to address foreign privacy laws.

 

Attachments

Icon
CFTC OCR Petition for Rulemaking 062615.pdf (461.2 KB)
Icon
CFTC OCR Petition for Rulemaking Appendix A 062615.pdf (183.06 KB)
Icon
CFTC OCR Petition for Rulemaking Appendix B 062615.pdf (416.32 KB)

Close

Close

Menu

Menu

Back to FIA