Global Reach. Regional Expertise.
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On May 21, FIA responded to a proposal issued in April by the Federal Reserve and the Office of the Comptroller of the Currency that aims to tailor leverage ratio requirements for the largest U.S...
On Nov. 22, FIA and ISDA filed a joint supplemental response with the Federal Reserve to support their opposition to proposed changes to the capital surcharge imposed on U.S. banking organizations...
FIA and the International Swaps and Derivatives Association sent comments to the Federal Reserve Board of Governors today expressing serious concerns with proposed changes to the mandatory Banking...
FIA and the FIA Principal Traders Group (FIA PTG) joined with the Modern Markets Initiative (MMI), the International Swaps and Derivatives Association (ISDA), and the U.S. Chamber of Commerce in...
Last week, FIA board members and staff conducted a variety of meetings with policymakers in Washington, D.C. This effort is part of a larger strategic plan to engage in proactive advocacy in the...
FIA wrote to the CFTC requesting interpretative guidance or no-action relief for market participants in complying with certain position aggregation requirements.
A requirement that all...
FIA has created a brief to help its members understand how the revised Markets in Financial Instruments Directive (MiFID II) and the associated Markets in Financial Instruments Regulation (MiFIR)...
Washington, D.C.—Today, in response to the Commodity Futures Trading Commission’s (CFTC) supplemental notice of proposed rulemaking regarding Regulation AT, FIA and the FIA Principal Traders Group...
FIA submitted comments to the CFTC in support of proposed amendments to recordkeeping requirements set out in Commission Rules 1.31. The amendments move the rule from prescriptive requirements...
FIA sent a letter urging the Department of Labor to extend the applicability date of the Fiduciary Rule by 60 days and noted that a longer extension would be appropriate. The rule, which defines...
Global Reach. Regional Expertise.
