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Past Events

Past Events

You are now viewing 161 - 10 of 224 results

L&C 2016

38th Annual FIA Law and Compliance Conference
4 May 2016 8:00am EDT to 6 May 2016 4:30pm EDT
Baltimore, MD
May 4-6, 2016 // Baltimore Waterfront Marriott // Baltimore, MD Legal and compliance professionals, and senior-level CFTC officials will gather in Baltimore, MD to discuss the regulation of futures,...

Designing Your SEF Compliance Program

part of the FIA Law & Compliance Division webinar series
21 April 2016 10:00am EDT
This webinar will identify key SEF rules that market participants should review when designing their compliance program for trading on SEFs and highlight important differences between the rules of...

NFA Bylaw 1101 Compliance

part of the FIA Law & Compliance Division webinar series
14 April 2016 10:00am to 11:00am EDT
NFA Bylaw 1101 prohibits NFA members from conducting futures-related business with non-members that are required to be registered with the CFTC but have not done so. By its terms, Bylaw 1101 imposes...

The New Era in Automated Derivatives Trading

Business and Legal Perspectives
7 April 2016 12:00pm to 5:30pm EDT
SIFMA Conference Center | New York, NY
FIA and SIFMA Asset Management Group invite you to join us for our next event in New York on April 7. This half-day seminar will explore the state of automated trading through panel discussions on...

Boca 2016

41st Annual International Futures Industry Conference
15 March 2016 8:00am EDT to 18 March 2016 10:30pm EDT
Boca Raton Resort & Club // Boca Raton, FL
Every year in March, 1,000 senior-level executives from brokerage firms, asset management firms, international exchanges and regulatory bodies convene in Boca Raton, Florida for the leading strategic...

FIA Dubai 2016

10 March 2016 2:00pm to 8:00pm +04
Dubai, United Arab Emirates
Join some of the leading industry players as they discuss developments in the Middle Eastern market in this dynamic exchange traded derivatives industry.

CFTC and SEC Dodd-Frank Whistleblower Rules

part of the FIA Law & Compliance Division webinar series
10 March 2016 10:00am to 11:00am EST
The Commodity Futures Trading Commission and the Securities and Exchange Commission’s Dodd-Frank whistleblower rules have strengthened the regulators’ enforcement regimes and encouraged employees to...

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