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CFTC Reporting Rules

part of the FIA Law & Compliance Division webinar series
26 January 2017 10:00am to 11:00am EST

The FIA Law & Compliance webinar series kicks off in the new year on January 26, with presenters from Jones Day covering the CFTC's reporting rules across products. The CFTC has brought enforcement actions in increasing numbers against various registrants for failing to comply with applicable reporting obligations. This webinar will examine the reporting requirements for each category of registrant and non-registrant as well as the recent enforcement actions for failure to follow the CFTC's highly technical reporting rules.

Presenters:

Stephen Obie, Jason Jurgens and Mario Cacciola from Jones Day

View Recorded Webinar l Download Presentation

 

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