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Webinars

Webinars

You are now viewing 21 - 10 of 74 results

MiFID II: What Are We Waiting For?

Webinar
20 September 2017 10:00am to 11:00am EDT
MiFID II and MiFIR, the new pan-European financial market reforms, take effect in January 2018. However, a number of key elements of these reforms require additional guidance or implementing...

It’s All About Cyber

part of the FIA Law & Compliance Division webinar series
14 September 2017 10:00am to 11:00am EDT
The new administration wants regulatory agencies to incorporate cybersecurity into their oversight responsibilities. Both the Commodity Futures Trading Commission, Securities and Exchange Commission...

A CFTC Enforcement Refresher and Overview of Cooperation Credit

part of the FIA Law & Compliance Division webinar series
4 October 2017 10:00am to 11:00am EDT
Drinker Biddle partners Jim Lundy and Mary Hansen will provide guidance on best practices when dealing with a CFTC Enforcement investigation. They will also analyze the CFTC Enforcement advisories...

Brokerage Solutions: An Atlantis Overview

An FIA Operations Americas & Market Technology Divisions Webinar
31 July 2017 11:00am to 12:00pm EDT
Brokerage has long been a challenge for the futures industry, stemming from manual processes and invoice reconciliation. FIA Tech joined together with the clearing and executing broker community to...

The MiFID II Primer: Third-Country Framework

Webinar
27 July 2017 10:00am to 11:00am EDT
(USA)
MiFID II and MiFIR, the new pan-European financial market reforms, take effect in January 2018. Join Katten Muchin Rosenman UK LLP for a session that sets out the MiFID II regime applicable to third-...

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