Global Reach. Regional Expertise.
FIA advocates for open, transparent and competitive markets by working with regulators on the development of new rules and regulations through comment letters, consultation responses, and other types of regulatory filings.
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FIA, along with the International Swaps and Derivatives Association (ISDA) and the Securities Industry and Financial Markets Association (SIFMA) submitted a letter to the CFTC on the process for...
On Sept. 5, FIA submitted a letter to the European Securities and Markets Authority responding to ESMA's consultation on a proposed delay to the clearing obligation for "Category 3" counterparties...
FIA sent a comment letter to the Securities and Exchange Board of India (SEBI) in response to the regulator's discussion paper on Strengthening of the Regulatory Framework for Algorithmic Trading...
FIA responded to a proposed rule from the Consumer Financial Protection Bureau (CFPB) on pre-dispute arbitration agreements, raising significant concerns with the rule's scope. The proposed rule,...
FIA submitted a letter to the Commodity Futures Trading Commission regarding a proposal from ICE Futures U.S. that would allow pre-hedging of block trades under certain conditions. FIA said it...
Washington, D.C. — FIA submitted a response to the Basel Committee on Banking Supervision’s consultative document on revisions to the Basel III leverage ratio framework. FIA’s...
Washington, D.C.— The FIA , FIA Principal Traders Group (FIA PTG), International Swaps and Derivatives Association , Inc. (ISDA), Managed Funds Association (MFA), and SIFMA’s Asset Management...
Global Reach. Regional Expertise.
