Global Reach. Regional Expertise.
FIA advocates for open, transparent and competitive markets by working with regulators on the development of new rules and regulations through comment letters, consultation responses, and other types of regulatory filings.
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On 15 November 2016, FIA and GFMA jointly submitted supportive feedback on the European Commission’s published Draft Implementing Regulation and feedback request on the extension of transitional...
At the end of September 2016, FIA filed jointly with ISDA, GFMA, EFET and WMBA two letters to ESMA, asking for clarifications regarding the scope of the position limits regime under Art. 57 of...
On 28 October, FIA filed its response to FCA Consultation Paper 16/19 on MiFID II implementation in the UK. Among various recommendations, we:
proposed amendments to the definition of “...FIA, along with the FIA Principal Traders Group (FIA PTG), expressed grave concerns regarding a critically important provision in the CFTC’s proposed supplement to its draft rules on automated...
FIA joined four industry trade associations in a response to proposed guidance from the Committee on Payments and Market Infrastructures ( CPMI ), the International Organization of Securities...
On Sept. 19, FIA filed a comment letter with the Federal Energy Regulatory Commission, the agency that oversees U.S. wholesale markets for physical power and natural gas, seeking clarification...
FIA, along with the International Swaps and Derivatives Association (ISDA) and the Securities Industry and Financial Markets Association (SIFMA) submitted a letter to the CFTC on the process for...
On Sept. 5, FIA submitted a letter to the European Securities and Markets Authority responding to ESMA's consultation on a proposed delay to the clearing obligation for "Category 3" counterparties...
FIA sent a comment letter to the Securities and Exchange Board of India (SEBI) in response to the regulator's discussion paper on Strengthening of the Regulatory Framework for Algorithmic Trading...
Global Reach. Regional Expertise.
